1
Enquire
2
Apply
3
Evaluate
4
Fulfil
5
Approve
Not applicable.
Duration
Not applicable.
Channel
DFSA Website
Document
Not applicable.
Notify the DFSA when a Key Individual ceases or is reasonably likely to cease to be a Key Individual of the AMI.
Duration
TBC
Channel
DFSA Website
Document
Supporting information or documents as required by the DFSA.
The DFSA will review the notification and assess the impact on the AMI’s operations.
Duration
TBC
Channel
Email/Phone/Website
Document
Additional documents may be requested by the DFSA for clarification.
Take prompt action to replace the Key Individual who has ceased to perform the relevant functions.
Duration
TBC
Channel
Email/Phone/Website
Document
Any required documentation to confirm compliance with DFSA guidelines.
No formal approval process is required for a notification.