1
Enquire
2
Apply
3
Evaluate
4
Fulfil
5
Approve
Submit a request to the DFSA for guidance on the
requirements and process for appointing a compliance
adviser.
Duration
Not specified.
Channel
DFSA Website
Document
Not applicable.
Provide details of the proposed compliance adviser,
including name, business address, qualifications,
experience, and resources, through the DFSA e-Portal.
Duration
Not specified.
Channel
DFSA Website
Document
Information regarding knowledge, experience,
qualifications, and resources of the compliance adviser.
The DFSA reviews the application and may request
additional details or documents as part of the evaluation
process.
Duration
Not specified.
Channel
Email/Phone/Website
Document
Additional documentation if requested by the DFSA.
Provide any additional information or meet conditions
outlined by the DFSA during the evaluation phase.
Duration
Not specified.
Channel
Email/Phone/Website
Document
Any additional documentation requested by the DFSA.
The DFSA grants approval for the appointment of the
compliance adviser if all conditions and requirements are
met.