Service Pre-requisites

• Compliance with Markets Rules, Islamic Finance Rules and Price Stabilisation Module and Fees Module and Online MKT1 Form...Read More

• Compliance with Markets Rules, Islamic Finance Rules and Price Stabilisation Module and Fees Module and Online MKT1 Form.
• Follow guidance in Markets Briefs (MB) including Introductory MB, MB 1, MB 2, MB 3, MB 8, MB 9, MB 10, MB 12, MB 15, MB 16, MB 20
• DFSA E-services Portal Login Credentials
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Required Documents

As required under Chapter 2 and 6 of Markets Rules (MKT), a completed application using the appropriate form set out in AFN and the relevant fee...Read More

As required under Chapter 2 and 6 of Markets Rules (MKT), a completed application using the appropriate form set out in AFN and the relevant fee prescribed in FER; prospectus that meets the requirements in section 2.5 MKT; a statement identifying where in the prospectus the information required in the relevant paragraphs of App1 (MKT) has been included and, where subsequent drafts or versions of the prospectus are submitted, a marked-up version showing the changes from the previous version submitted to the DFSA: if information is incorporated in the prospectus by reference to another document, a copy of the information; the identity of the Person who is or intends to be the Reporting Entity; contact details of two individuals who are sufficiently knowledgeable about the content of the prospectus to be able to answer queries of the DFSA during business hours; any other information that the DFSA may require. (as per MKT Rule 2.6.1) Minimise

Service Fees