Request for Information (Supervision Enquiry)

Seek clarification or guidance on specific regulatory requirements or supervisory processes relevant to your authorised activities in or from the DIFC.

SERVICE FEES: Not Applicable
PAYMENT METHODS: Not Applicable

Service Process

Enquire

Generate and get your
enquiry screened

Apply

Submit your
application

Evaluate

Undergo application
review

Fulfil

Complete invoicing
and acceptance

Approve

Receive service delivery
and approval

Service Pre-requisites

DFSA E-services Portal Login Credentials

Required Documents

Provide any relevant documents to your enquiry

Service Fees

No Fees applicable

Enquire

Apply

Evaluate

Fulfil

Approve

Provide detailed information relating to your enquiry.

Duration
TBC

Channel
DFSA Website

Document
Provide any relevant documents to your enquiry.

Not Applicable

Duration
Not Applicable

Channel
DFSA Website

Document
Not Applicable

DFSA evaluates your enquiry and provides clarification or guidance.

Duration
TBC

Channel
Email/Phone/Website

Document
Not Applicable

Not Applicable

Duration
TBC

Channel
Email/Phone/Website

Document
Not Applicable

Not Appicable

Duration
TBC

Channel
Email/Phone/Website

Document
Not Appicable

Paired Services

Request for New Authorisation
Financial Services

Request authorisation to carry Financial Services in or from the DIFC.

Request for New Authorisation
Representative Offices

Obtain authorisation to operate a Representative Office in the DIFC.

Request for New Authorisation
Credit Rating Agencies

Obtain authorisation to operate as a Credit Rating Agency in or from the DIFC.

Request for Information to DFSA
Supervision

Seek clarification or guidance on specific regulatory requirements of supervisory processes.

Request for Amendment of
Supervision Scope

Apply to change the scope of your licence

Request for Amendment to
Ownership and Control Structure

Notify, or seek approval from, the DFSA on changes in the ownership or control structure of your Authorised Firm.

Withdraw
Authorisation

Request to withdraw your licence as an Authorised Firm, ceasing to carry Financial Services in or from the DIFC.

Submit
Reports

Submit financial reports produced by your auditor.

Submit
Notifications

Submit Notifications

Authorised Firms